Professional Alliance Associates, LLC

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
Madison, Connecticut
CRD number
127149
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Professional Alliance Associates, LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm’s principal advisory role is as a capital allocator and a selector of other advisers — it focuses on identifying and appointing third‑party managers rather than acting as a traditional discretionary manager with direct investment line items on its books. FINTRX flags the firm as not being an active ESG investor and not operating as a multi‑state adviser. Its stated fee structure is categorized as “other,” and the firm lists an accountant among its industry affiliations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • John Shaw

    MemberCRD 4671128

  • Robert Dimarco

    OwnerCRD 4671136

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Madison, CT

New Haven

Location

Madison, CT

Headquartered in Madison, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New Haven
Address
141 Durham Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth