PROCTOR FINANCIAL

Overview

Proctor Financial is an independent, individual-owned registered investment adviser that operates as a capital allocator for both individual and institutional clients. The firm leans toward a fixed-income bias: its single largest allocation is to investment-grade corporate bonds, and its advisory services emphasize portfolio management and financial planning for individuals and small businesses. Proctor Financial also provides pension consulting and selects outside advisers when a client’s needs call for specialist managers. The firm charges clients using a mix of percentage-of-AUM and fixed-fee arrangements. As a non-ESG-focused, non–multi-state adviser, its model centers on customized, fee-based wealth management rather than broad public marketing or product distribution. Proctor Financial’s business activities include accounting work alongside its advisory offerings, reflecting a client-service set that blends financial planning, portfolio oversight and occasional consultant roles.

Assets & Accounts

Investments & Alternatives

Location & Offices