Processus Wealth & Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 155306
- Registered since
- September 10, 2020
- Website
- www.processuswealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI93.69%
- Individuals6.31%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Processus Wealth & Capital Management, LLC is an independent, individual-owned registered investment adviser. The firm is registered with the SEC and was first registered in 2020. Its client base is focused on individuals and families, and its primary compensation model is a percentage-of-assets-under-management fee. Reported advisory services include financial planning plus discretionary portfolio management for individuals, small businesses, and business or institutional clients. Processus identifies equities as its preferred asset class and does not list itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Public Funds/Mutual Funds49%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Grady Tabor
Co-Founder and Chief Investment OfficerCRD 1908925
Contacts
1 of 1
Jeffrey Jordan
Co-FounderCRD 2490684
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$28.1M in ETFs
80%
$22.5M
20%
$5.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) | BlackRock | Passive | Large Growth | $8.6M | 29,274 | 30.77% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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