PRINCETON ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$71M
Discretionary
$67.6M
95% of AUM
Avg account
$696K
Accounts
102
Employees
2
Advisory reps
2

Firm details

Headquarters
BOCA RATON, Florida
CRD number
148087
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI92.76%
  • Charitable Organizations7.24%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Princeton Asset Management, LLC is an independent registered investment adviser organized as a limited liability company. The firm identifies as a capital allocator serving both individuals/families and institutional clients, charging fees as a percentage of assets under management. Its core advisory activity is portfolio management for individuals and small businesses. The firm reports active consideration of environmental, social and governance (ESG) factors in its investment process and lists an industry affiliation with a law firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 24%, Exchange Traded Equities 20%, Non-Investment Grade Corp Bonds 16%, Investment Grade Corp Bonds 14%, Other 14%, Cash & Cash Equivalents 7%, US Government Bonds 4%, State & Local Bonds 1%24%
  • Non-Exchange Traded Equities24%
  • Exchange Traded Equities20%
  • Non-Investment Grade Corp Bonds16%
  • Investment Grade Corp Bonds14%
  • Other14%

Owners & executives

2 of 2
  • ADAM FALCON

    Chief Investment OfficerCRD 5986933

  • RUI FALCON

    Chief Executive OfficerCRD 4245881

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOCA RATON, FL

PALM BEACH

Location

BOCA RATON, FL

Headquartered in BOCA RATON, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
PALM BEACH
Address
621 NW 53rd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth