Prime Capital Equities LLC
Firm details
- Headquarters
- ,
- CRD number
- 157411
- Website
- primecapitalequities.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals60%
- HNWI40%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Prime Capital Equities LLC is a small, fee-based RIA that focuses on portfolio management for individuals, small businesses and institutional/business clients. The firm acts as a capital allocator and also provides manager selection services, suggesting a model that blends direct portfolio construction with the use of third‑party managers. Their stated fee model is a percentage of assets under management and they do not position themselves as an ESG specialist. All advisory assets reported are managed on a discretionary basis. Investment activity centers on pooled public funds as the primary building blocks for client portfolios, with manager selection and fund allocations forming a central part of how portfolios are constructed. The firm’s client base is primarily individual and family-oriented, and their business activities emphasize ongoing portfolio management rather than pension consulting or multi‑state adviser operations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Exchange Traded Equities9%
- US Government Bonds5%
- Cash & Cash Equivalents4%
Contacts
2 of 2
Juan Gomez
FounderCRD 2738181
Victor Colley
Investment Adviser RepresentativeCRD 1200543
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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