Prelude Capital Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 158105
- Registered since
- March 30, 2012
- Website
- www.preludecapital.com
- Fee structure
- Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Prelude Capital Management, LLC is an SEC-registered investment manager formed in 2012 and organized as a limited liability company under individual ownership. The firm operates as a multifaceted fund manager with activity across hedge fund and real estate strategies and positions itself to serve institutional investors. Prelude acts in commodity-related capacities (registered as a CPO/CTA) and also serves as sponsor, general partner, or managing member for pooled vehicles. Its advisory work emphasizes portfolio management for pooled investment vehicles and the selection of sub-advisers. Compensation structures combine fixed fees with performance-based components. The firm does not identify as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4
Eric Kattan
Partner, Chief Operating OfficerCRD 5824390

Nicholas Tomasetti
General Counsel and Chief Compliance OfficerCRD 6019499

Jaclyn Sosa
Chief Financial OfficerCRD 6922410
Contacts
1 of 1
Cisco Del Valle
President & Founding PartnerCRD 3107664
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 89Active vs passive
$103M in ETFs
99%
$102M
1%
$1.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $17.7M | 47,951 | 17.13% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 600 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Ratson Advisory LLC
RIANew York, NY
New 2nd Capital
RIANew York, NY
Irenic Capital Management LP
RIANew York, NY
Commodore Capital
RIANew York, NY
Dark Forest Capital Management LP
RIANew York, NY
Apollo Capital Credit Adviser, LLC
RIANew York, NY