Prelude Capital Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$133M
Accounts
18
Employees
32
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
158105
Registered since
March 30, 2012
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Prelude Capital Management, LLC is an SEC-registered investment manager formed in 2012 and organized as a limited liability company under individual ownership. The firm operates as a multifaceted fund manager with activity across hedge fund and real estate strategies and positions itself to serve institutional investors. Prelude acts in commodity-related capacities (registered as a CPO/CTA) and also serves as sponsor, general partner, or managing member for pooled vehicles. Its advisory work emphasizes portfolio management for pooled investment vehicles and the selection of sub-advisers. Compensation structures combine fixed fees with performance-based components. The firm does not identify as an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Eric Kattan

    Eric Kattan

    Partner, Chief Operating OfficerCRD 5824390

  • Nicholas Tomasetti

    Nicholas Tomasetti

    General Counsel and Chief Compliance OfficerCRD 6019499

  • Jaclyn Sosa

    Jaclyn Sosa

    Chief Financial OfficerCRD 6922410

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Contacts

1 of 1
  • Cisco Del Valle

    Cisco Del Valle

    President & Founding PartnerCRD 3107664

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 89

Active vs passive

$103M in ETFs

Passive

99%

$102M

Active

1%

$1.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$17.7M47,95117.13%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth