PRELUDE CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 158105
- Registered since
- March 30, 2012
- Website
- www.preludecapital.com
- Fee structure
- Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Prelude Capital Management, LLC is an SEC-registered investment manager organized as an LLC and first registered in 2012. The firm operates as a hedge fund and real estate fund manager and describes itself as a multifaceted fund manager that serves institutional clients. It functions in sponsor and general partner capacities for pooled vehicles and is also active as a CPO/CTA, providing portfolio management for pooled investment vehicles and selecting sub‑advisers. Compensation for its services combines fixed fees with performance‑based fees. Prelude does not present itself as an active ESG investor and is not structured as a multi‑state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4ERIC KATTAN
Partner, Chief Operating OfficerCRD 5824390
NICHOLAS TOMASETTI
General Counsel and Chief Compliance OfficerCRD 6019499
JACLYN SOSA
Chief Financial OfficerCRD 6922410
Contacts
1 of 1CISCO DEL VALLE
President & Founding PartnerCRD 3107664
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 74Active vs passive
$113M in ETFs
100%
$113M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $19.2M | 44,591 | 16.96% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 600 Lexington Ave
- Time zone
- ET (UTC-5)
- Office locations
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