Preferred Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
28
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
169719
Registered since
February 2, 2015

Firm profile

FINTRX

Overview

Preferred Capital Securities, LLC is organized as a limited liability company and is registered with the SEC (registration shown in 2015). Ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as "unclassified" and flags that it does not operate as a capital allocator, is not an active ESG investor, and is not designated as a multi-state or newly formed adviser. The profile provides minimal detail on the firm's business lines, advisory activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Claire McLean

    Claire McLean

    Chief Operating OfficerCRD 7810116

  • Jeffery Smith

    Jeffery Smith

    Chief Executive OfficerCRD 4039773

  • Lindsey Sparano

    Lindsey Sparano

    Chief Accounting OfficerCRD 7637276

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Contacts

3 of 24
  • Michael Clemens

    Michael Clemens

    Compliance SpecialistCRD 7564027

  • Richard Reinhardt

    Richard Reinhardt

    Internal WholesalerCRD 7265001

  • James Kenney

    James Kenney

    Regional Vice PresidentCRD 4775521

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
3290 Northside Pkwy Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth