PREFERRED CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
169719
Registered since
February 2, 2015

Firm profile

FINTRX

Overview

Preferred Capital Securities, LLC is organized as a limited liability company and has been SEC-registered since 2015. Ownership is recorded as involving a domestic entity and an individual. The firm is classified in FINTRX as "Unclassified" and does not appear to act as a capital allocator. It is not identified as an active ESG investor, not registered as a multi-state adviser, and is not listed as a pension consultant or related adviser. FINTRX does not provide details on the firm's advisory activities, specific business lines, fee structure, or client base. The available entries emphasize organizational form and registration status rather than investment strategy or client servicing model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Claire McLean

    Chief Operating OfficerCRD 7810116

  • JEFFERY SMITH

    Chief Executive OfficerCRD 4039773

  • Lindsey Sparano

    Chief Accounting OfficerCRD 7637276

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Contacts

3 of 22
  • Michael Clemens

    Compliance SpecialistCRD 7564027

  • Richard Reinhardt

    Internal WholesalerCRD 7265001

  • James Kenney

    Regional Vice PresidentCRD 4775521

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3290 Northside Pkwy NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth