Preferred Capital Securities, LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Atlanta, Georgia
CRD number
169719
Registered since
February 2, 2015

Firm profile

FINTRX

Overview

Preferred Capital Securities, LLC is organized as a limited liability company and is SEC-registered since 2015. The firm is listed as owned by a domestic entity and/or individual and is classified in the source as unclassified. The snapshot data flags several negative indicators: it is not identified as a capital allocator, is not an active ESG investor, is not designated a multi-state adviser, and is not a pension consultant or related adviser. The source record does not provide detail on the firm's client segments, fee arrangements, specific business lines, or advisory services. Those items are either not reported in the available dataset or the firm has not disclosed them to the data provider.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Claire McLean

    Claire McLean

    Chief Operating OfficerCRD 7810116

  • Jeffery Smith

    Jeffery Smith

    Chief Executive OfficerCRD 4039773

  • Lindsey Sparano

    Lindsey Sparano

    Chief Accounting OfficerCRD 7637276

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Contacts

3 of 29
  • Cory Guy

    Cory Guy

    Registered RepresentativeCRD 4707107

  • Michael Clemens

    Michael Clemens

    Compliance SpecialistCRD 7564027

  • Richard Reinhardt

    Richard Reinhardt

    Internal WholesalerCRD 7265001

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Atlanta, GA

Fulton

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Fulton
Address
3290 Northside Pkwy Nw
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth