PPB ADVISORS, LLC

RIASEC RegisteredEst. 2015
Total AUM
$4.8B
Discretionary
$0
0% of AUM
Avg account
$39.9M
Accounts
119
Employees
42
Advisory reps
3

Firm details

Headquarters
w cnshohocken, Pennsylvania
CRD number
152303
Registered since
May 8, 2015
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

PPB Advisors, LLC operates as an institutional-focused manager that structures and manages pooled investment vehicles. The firm is classified as a hedge fund and other fund provider and acts in sponsor, general partner and managing member roles for the vehicles it advises. Its advisory activity centers on portfolio management for pooled investment vehicles rather than providing individualized discretionary wealth management to retail households. PPB Advisors presents itself as a non-discretionary manager at scale: the entire reported asset base is held in non-discretionary positions, which aligns with its role as provider and manager of pooled funds where ownership and voting tend to sit with the fund terms rather than individual client-level discretion. The firm does not position itself as an active ESG investor and lists institutional clients as its primary audience. Its compensation approach includes a percentage-of-AUM element alongside other fee components typical for pooled fund structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • JESSICA ROEPER

    Chief Compliance OfficerCRD 5900014

  • BRENDAN LAKE

    Founder & CEOCRD 2486049

  • Robert Baker

    Chief Financial OfficerCRD 5503485

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

w cnshohocken, PA

MONTGOMERY

Location

w cnshohocken, PA

Headquartered in w cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
300 Barr Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth