Powell Investment Advisors, LLC

RIASEC Registered
Total AUM
$648M
Discretionary
$648M
100% of AUM
Avg account
$1.8M
Accounts
354
Employees
2
Advisory reps
3

Firm details

Headquarters
Miami, Florida
CRD number
160333
Registered since
March 21, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI90.54%
  • Pooled Investment Vehicles9.46%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Powell Investment Advisors, LLC is a privately owned hedge fund-style adviser that provides portfolio management for both individuals/small businesses and pooled investment vehicles. The firm is registered with the SEC, having first registered in 2012, and its ownership is listed as individual. Clients include high-net-worth individuals and family clients as well as institutional investors. Compensation arrangements include asset-based fees, fixed fees, and performance-based fees, and the firm acts as sponsor/GP/managing member for pooled vehicles it manages. Powell does not identify as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 19%, Private Funds 17%, US Government Bonds 12%, State & Local Bonds 3%, Other 1%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds19%
  • Private Funds17%
  • US Government Bonds12%
  • State & Local Bonds3%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 86

Active vs passive

$239M in ETFs

Passive

98%

$234M

Active

2%

$4.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)BlackRockPassiveLarge Growth$39.4M277,20616.50%

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
3444 Main Hwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth