Powell Investment Advisors, LLC
Firm details
- Headquarters
- Miami, Florida
- CRD number
- 160333
- Registered since
- March 21, 2012
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI90.54%
- Pooled Investment Vehicles9.46%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Powell Investment Advisors, LLC is an SEC‑registered, limited liability company that operates with a hedge‑fund orientation and is owned by an individual proprietor. The firm has been registered with the SEC since 2012 and serves both high‑net‑worth individuals and institutional clients. Its advisory scope includes portfolio management for individuals and small businesses as well as management of pooled investment vehicles; the firm also serves as sponsor/GP/managing member of pooled vehicles it runs. Fee arrangements combine percentage‑of‑AUM billing with fixed fees and performance‑based fees, reflecting a hybrid private‑fund and separate‑account business model. Powell does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds19%
- Private Funds17%
- US Government Bonds12%
- State & Local Bonds3%
Owners & executives
3 of 3Jesse Wachs
Chief Investment OfficerCRD 4437874
Todd Gross
Chief Financial OfficerCRD 5105277
Earl Powell
Chairman and Chief Executive OfficerCRD 1350954
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 85Active vs passive
$244M in ETFs
98%
$239M
2%
$4.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $38.4M | 279,385 | 15.76% |
Location
Miami, FL
Miami Dade
Location
Miami, FL
Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Miami Dade
- Address
- 3444 Main Hwy
- Time zone
- ET (UTC-5)
- Office locations
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