Pollock Planning Associates Inc

Overview

Pollock Planning Associates Inc is an independent registered investment adviser focused on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. The firm has operated since 1986 and is owned by an individual proprietor. Its advisory model is fee-based, using a combination of percentage-of-AUM fees and fixed-fee engagements. Pollock Planning emphasizes managed portfolios built predominantly from pooled public funds rather than direct-stock strategies, and it does not identify as an active ESG investor. Service scope centers on comprehensive planning paired with discretionary portfolio management. The adviser classifies itself as not acting as a capital allocator to external alternative fund managers and maintains a relatively concentrated client base, enabling a hands-on, relationship-driven service model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices