Poling Capital Management, LLC

Overview

Poling Capital Management, LLC is a small, owner-operated advisory firm that provides fee-based portfolio management for individuals, families and small businesses. The firm shows a clear preference for equity exposure: the lion’s share of client assets is invested in exchange-traded equities and related strategies. Services are delivered on a non-discretionary basis, which means clients retain trading authority and Poling Capital primarily advises on portfolio construction and implementation rather than executing discretionary mandate decisions on behalf of clients. The business model is straightforward: percentage-of-AUM fees, individualized account work and a concentrated client base. The firm is not positioned as an institutional allocator, is not an active ESG investor and does not report multi-state advisory operations. Advisory activities focus on direct portfolio management for a small number of private clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices