PLUMB FINANCIAL

Overview

Plumb Financial operates as an independent, individual-owned RIA that serves a small base of individual and family clients. The firm combines financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Insurance brokerage is a visible part of the business model, and that informs how they package planning and product solutions for clients. Investment activity centers on an equity preference with a notable tilt toward non–exchange-traded equity holdings. The firm is not positioned as a capital allocator and does not describe itself as an ESG-focused or multi-state advisory practice. Given the mix of services and its client base, Plumb Financial appears to favor tailored, hands-on solutions for households and small business owners rather than institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices