Plettenberg Capital Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 342946
- Registered since
- October 1, 2026
- Custodians
- CLEAR STREET LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles98.02%
- Corporations / Businesses1.98%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Plettenberg Capital Management, LLC is a hedge-fund–classified investment adviser organized as an LLC that registered with the SEC in 2026. The firm serves institutional clients and also provides portfolio management for individuals/small businesses, pooled investment vehicles, and business clients. Its owner profile includes both a domestic entity and an individual, and the firm acts in sponsor/GP/managing-member roles for pooled funds. Compensation is tied to assets under management and performance, reflecting a typical hedge-fund fee alignment. Plettenberg does not identify as an active ESG investor and is not structured as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities10%
Owners & executives
1 of 1Alexander Levin
Chief Investment OfficerCRD 6373867
Contacts
1 of 1Daniel Van Flymen
CRD 8298574
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 8 W 40th St
- Time zone
- ET (UTC-5)
- Office locations
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