PLATFORM TECHNOLOGY PARTNERS
Firm details
- Headquarters
- LOCUST VALLEY, New York
- CRD number
- 305602
- Registered since
- October 7, 2019
- Website
- www.neprivatewealth.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.94%
- Individuals11.12%
- Corporations / Businesses2.64%
- Pension & Profit Sharing Plans0.28%
- Charitable Organizations0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Platform Technology Partners is an SEC-registered LLC (registered in 2019) that operates as an "other fund provider" and offers a mix of advisory and insurance-broker services. The firm manages portfolios for individuals and families as well as institutional clients, providing discretionary portfolio management for individuals/small businesses, pooled investment vehicles, and institutions. It also performs selection-of-other-advisers duties, which suggests a willingness to allocate to third‑party managers. Fee arrangements include percentage-of-AUM, hourly, and fixed-fee models. The snapshot identifies the owner base as a combination of a domestic entity and an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Public Funds/Mutual Funds19%
- Cash & Cash Equivalents16%
- State & Local Bonds9%
- Private Funds8%
Contacts
3 of 11Joseph Spina
Vice President, Financial AdvisorCRD 6598280
Nathaniel Simkins
Investment StrategistCRD 7492642
PATRICK VAN ROTEN
Principal and Co-FounderCRD 2892385
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$187M in ETFs
62%
$116M
23%
$71.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| EATON VANCE SHORT DURATION INCOME ETF (EVSD) | Eaton Vance | $13.3M | 260,234 | 7.08% |
Location
LOCUST VALLEY, NY
NASSAU
Location
LOCUST VALLEY, NY
Headquartered in LOCUST VALLEY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NASSAU
- Address
- 63 Forest Ave
- Time zone
- ET (UTC-5)
- Office locations
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