Platform Technology Partners
Firm details
- Headquarters
- Locust Valley, New York
- CRD number
- 305602
- Registered since
- October 7, 2019
- Website
- www.neprivatewealth.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.94%
- Individuals11.12%
- Corporations / Businesses2.64%
- Pension & Profit Sharing Plans0.28%
- Charitable Organizations0.02%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Platform Technology Partners is an LLC that provides advisory and insurance-brokerage services to both individuals/families and institutional clients. The firm is SEC-registered (since 2019) and describes itself as an "other fund provider" rather than a traditional wealth manager or wirehouse. Its advisory scope includes discretionary portfolio management for individuals, small businesses, pooled investment vehicles and institutions, plus selection of sub-advisers. Compensation is a mix of asset-based fees, hourly charges and fixed fees. Platform Technology Partners does not identify as an ESG-focused allocator and is not set up as a multi-state adviser or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Public Funds/Mutual Funds19%
- Cash & Cash Equivalents16%
- State & Local Bonds9%
- Private Funds8%
Owners & executives
1 of 1
Thomas Kerney
Chief Compliance OfficerCRD 5581521
Contacts
3 of 10
Joseph Spina
Vice President, Financial AdvisorCRD 6598280
Nathaniel Simkins
Investment StrategistCRD 7492642
Patrick Van Roten
Principal and Co-FounderCRD 2892385
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 129Active vs passive
$226M in ETFs
60%
$136M
25%
$90.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| EATON VANCE SHORT DURATION INCOME ETF (EVSD) | Eaton Vance | $14.7M | 289,968 | 6.53% |
Location
Locust Valley, NY
Nassau
Location
Locust Valley, NY
Headquartered in Locust Valley, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 63 Forest Ave
- Time zone
- ET (UTC-5)
- Office locations
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