Planwiser Financial
Firm details
- Headquarters
- Colorado Springs, Colorado
- CRD number
- 331675
- Registered since
- August 5, 2024
- Website
- www.planwiser.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI46.09%
- Individuals43.39%
- Pension & Profit Sharing Plans6.73%
- Corporations / Businesses3.79%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Planwiser Financial is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm serves both individual and family clients as well as institutional investors, with advisory lines focused on financial planning and portfolio management for individuals and small businesses. Its fee arrangements include asset-based fees, hourly charges, and fixed fees. The firm lists accounting among its business activities and industry affiliations, indicating a closely integrated tax or bookkeeping capability within its advisory practice. The adviser is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities4%
- Other3%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Lindsay Lingo
Chief Compliance OfficerCRD 4767613
Contacts
2 of 2
Joel Top
Financial AdvisorCRD 4870706
James Mulzer
Financial AdvisorCRD 6834460
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$191M in ETFs
80%
$152M
20%
$38.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $16.1M | 126,080 | 8.45% |
Location
Colorado Springs, CO
El Paso
Location
Colorado Springs, CO
Headquartered in Colorado Springs, CO, in the West of the United States.
- Region
- West
- County
- El Paso
- Address
- 3710 Sinton Rd
- Time zone
- MT (UTC-7)
- Office locations
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