Pivotal Financial Services, Inc.
RIAState Registered
Total AUM
$13.8M
Discretionary
$13.8M
100% of AUM
Avg account
$1.3M
Accounts
11
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 143846
- Website
- pivotal-fiduciary.com
- Custodians
- ASCENSUS TRUST
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Pension & Profit Sharing Plans100%
- Services
- Financial PlanningPension Consulting
Firm profile
FINTRXOverview
Pivotal Financial Services, Inc. is a small, privately owned corporate advisory practice that serves an institutional client base while also operating as an insurance broker. Its advisory scope on record includes financial planning services and pension consulting. The firm charges clients through a mix of percentage-of-AUM fees, hourly billing, and fixed fees. According to available filings it is not identified as an active ESG investor, is not a multi-state adviser, and does not self-identify as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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