Pisces Financial Advisors, LLC

Overview

Pisces Financial Advisors, LLC is a small independent registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals and families, including small-business owners. The firm operates under a fee model that emphasizes hourly and fixed-fee engagements, which signals a planning-first relationship model rather than a pure AUM fee-driven practice. Filings indicate Pisces acts as a hands-on adviser rather than a capital allocator—when it uses alternative managers, it does so by placing client capital with third‑party managers rather than operating its own fund platform. Investment activity centers on public mutual funds and commingled vehicles as the primary building blocks of client portfolios. That allocation style suggests the firm constructs diversified portfolios using pooled investment products, supplementing them with third-party alternatives and insurance wrappers when they fit a client’s objectives. The adviser’s client base and fee approach point to customized planning engagements where portfolio construction is aligned to individualized goals, with occasional use of outside hedge fund and real estate managers for diversification or income objectives.

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Public Holdings

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Location & Offices