Pinnacle Financial Group LLC

RIASEC Registered
Total AUM
$673M
Discretionary
$640M
95% of AUM
Avg account
$553K
Accounts
1,217
Employees
7
Advisory reps
5

Firm details

Headquarters
Western Springs, Illinois
CRD number
116600
Registered since
April 19, 2010
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.03%
  • Individuals12.9%
  • Pension & Profit Sharing Plans0.75%
  • Charitable Organizations0.17%
  • Corporations / Businesses0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pinnacle Financial Group LLC is an independent registered investment adviser that serves both individual/family clients and institutional accounts. The firm is SEC-registered (initial registration in 2010) and operates as a limited liability company with a mix of domestic entity and individual ownership. Its business model combines financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting support, and the selection of third-party advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Pinnacle identifies as a capital allocator and does not position itself as an active ESG investor. The firm received recognition from FA Magazine as a Top RIA Firm in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Cash & Cash Equivalents 6%, Exchange Traded Equities 5%, State & Local Bonds 1%88%
  • Public Funds/Mutual Funds88%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities5%
  • State & Local Bonds1%

Owners & executives

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Contacts

FINTRX

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$404M in ETFs

Passive

56%

$224M

Active

38%

$180M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO RAFI US 1000 ETF (PRF)InvescoPassiveLarge Value$35.2M647,4288.72%

Location

Primary office

Western Springs, IL

Cook

Location

Western Springs, IL

Headquartered in Western Springs, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
823 Burlington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth