PIEDMONT WEALTH MANAGEMENT

RIASEC RegisteredEst. 2026
Total AUM
$156M
Discretionary
$153M
98% of AUM
Avg account
$288K
Accounts
541
Employees
4
Advisory reps
3

Firm details

Headquarters
ALEXANDRIA, Virginia
CRD number
340285
Registered since
January 1, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.24%
  • Individuals30.53%
  • Charitable Organizations1.17%
  • Corporations / Businesses1.06%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Piedmont Wealth Management is an independent registered investment advisor organized as an LLC. The firm serves individual and family clients and reports a mix of fee arrangements — percentage-of-AUM charges alongside hourly and fixed fees — to deliver financial planning, portfolio management for individuals and small businesses, and pension consulting services. According to the snapshot data, Piedmont Wealth Management completed SEC registration in 2026 and is owned by a combination of a domestic entity and an individual. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 67%, US Government Bonds 18%, Exchange Traded Equities 13%, Cash & Cash Equivalents 2%, Private Funds 1%67%
  • Public Funds/Mutual Funds67%
  • US Government Bonds18%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents2%
  • Private Funds1%

Owners & executives

1 of 1
  • JAMES MULLINS

    Chief Compliance OfficerCRD 3074374

Contacts

2 of 2
  • SHANNON ROWAN

    Executive Vice PresidentCRD 1752276

  • JOHN COLEMAN

    OwnerCRD 4829632

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALEXANDRIA, VA

ALEXANDRIA CITY

Location

ALEXANDRIA, VA

Headquartered in ALEXANDRIA, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
ALEXANDRIA CITY
Address
100 S Fairfax St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth