PIA, LLLP

RIASEC RegisteredEst. 1989
Total AUM
$71.8M
Discretionary
$66.4M
92% of AUM
Avg account
$2.3M
Accounts
31
Employees
3
Advisory reps
3

Firm details

Headquarters
BROOKHAVEN, Georgia
CRD number
107421
Registered since
December 1, 1989
Custodians
MAREX CAPITAL MARKETS INC., RBC CAPITAL MARKETS, LLC, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles78.38%
  • HNWI21.6%
  • Individuals0.02%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pia, Lllp is a small, owner-operated hedge fund adviser that provides portfolio management for both individuals/families and pooled investment vehicles. The firm is SEC-registered since 1989 and operates with a fee model based on a percentage of assets under management. Its stated investment preference is equities, with a visible emphasis on exchange-traded instruments. The firm also serves as sponsor, general partner and managing member for pooled vehicles it advises, which aligns with its dual focus on separately managed accounts and a proprietary hedge fund. Advisory activity centers on discretionary portfolio management but the firm maintains a modest non-discretionary footprint. Pia, Lllp is not positioned as an ESG-focused manager and it is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 30%, State & Local Bonds 5%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents30%
  • State & Local Bonds5%

Owners & executives

1 of 1
  • MECHELLE VICKERS

    CFO & CCOCRD 5668353

Contacts

2 of 2
  • WILLIAM BROOKSHIRE

    General PartnerCRD 31709

  • John-David Huff

    Managing Member, Senior Portfolio ManagerCRD 6931561

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BROOKHAVEN, GA

DEKALB

Location

BROOKHAVEN, GA

Headquartered in BROOKHAVEN, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
DEKALB
Address
1001 Summit Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth