Physician Wealth Solutions

RIASEC RegisteredEst. 2017
Total AUM
$299M
Discretionary
$299M
100% of AUM
Avg account
$651K
Accounts
459
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
151570
Registered since
February 15, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI96.55%
  • Individuals3.45%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Physician Wealth Solutions is an independent SEC-registered investment adviser that began registration in 2017 and is privately owned. The firm serves both individual and family clients as well as institutional clients, and charges a mix of asset-based fees and fixed fees. Core advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, and pension consulting. Physician Wealth Solutions does not position itself as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • Setu Mazumdar

    Setu Mazumdar

    Financial Planner & Investment AdvisorCRD 5713552

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$261M in ETFs

Passive

13%

$33.4M

Active

85%

$227M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY MARKET ETF (DFAU)DimensionalActiveLarge Blend$38M735,41814.57%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth