Phillip Capital Inc.

Broker-DealerFINRA MemberEst. 2015
Total AUM
—
Advisory reps
28
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
173869
Registered since
September 1, 2015

Firm profile

FINTRX

Overview

Phillip Capital Inc. is registered with the SEC as an advisory corporation since 2015. The firm’s ownership is reported as a combination of a foreign entity and an individual, and FINTRX classifies it as "Unclassified" for adviser type. The record indicates the firm is not a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state or newly formed adviser. It is also not reported to act as a pension consultant or as a related adviser. FINTRX does not provide additional detail on the firm’s stated business activities, advisory services, or client segments, so there is no public-facing description of investment mandate, target clients, or service model in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Derek Carter

    Chief Financial OfficerCRD 4261872

  • Filippo Lecchini

    Filippo Lecchini

    Chief Executive OfficerCRD 5875701

  • Cameron Frazier

    CEO and DirectorCRD 6420648

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Contacts

3 of 24
  • Marco Pellini

    Senior VPCRD 2189176

  • Kevin Page

    Kevin Page

    Vice PresidentCRD 2324780

  • Scott Johnson

    Scott Johnson

    Senior ManagerCRD 4056941

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth