Phillip Capital Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 173869
- Registered since
- September 1, 2015
- Website
- www.phillipcapital.com
Firm profile
FINTRXOverview
Phillip Capital Inc. is registered as a corporate investment adviser with initial SEC registration in 2015. Public records list the firm's ownership as involving both a foreign entity and an individual; the adviser is classified as "unclassified" in the snapshot data and is not identified as acting in a capital-allocating capacity. The firm's publicly noted operational characteristics are limited. It is not flagged as an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. The available record also indicates the adviser is not newly formed. Filings and the snapshot do not disclose advisory business lines, fee schedules, client types, or detailed investment activity. Available regulatory data show no reported clients or assets under management. The snapshot references two office locations but does not provide addresses or geographic detail. Given the sparse public information, primary diligence (contacting the firm directly and reviewing Form ADV filings) will be necessary to understand the firm's client focus, investment strategies, and service offerings.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Timothy Cullen
Chief Compliance OfficerCRD 5290046

Filippo Lecchini
Chief Executive OfficerCRD 5875701
Derek Carter
Chief Financial OfficerCRD 4261872
Contacts
3 of 24Benjamin Reynold
Senior Surveillance SpecialistCRD 7161432
Luke Herr
Compliance AnalystCRD 7889688

Rabih Rifai
Vice PresidentCRD 5344883
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 141 W Jackson Blvd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Dresner Investment Services, Inc.
Broker-DealerChicago, IL
IMC Financial Markets
Broker-DealerChicago, IL
Archipelago Securities L.L.C.
Broker-DealerChicago, IL
Hightower Securities, LLC
Broker-DealerChicago, IL
Harris Associates Securities L.P.
Broker-DealerChicago, IL
Alight Financial Solutions, LLC
Broker-DealerChicago, IL