Phillip Capital Inc.

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
173869
Registered since
September 1, 2015

Firm profile

FINTRX

Overview

Phillip Capital Inc. is registered as a corporate investment adviser with initial SEC registration in 2015. Public records list the firm's ownership as involving both a foreign entity and an individual; the adviser is classified as "unclassified" in the snapshot data and is not identified as acting in a capital-allocating capacity. The firm's publicly noted operational characteristics are limited. It is not flagged as an active ESG investor, is not designated a multi-state adviser, and is not listed as a pension consultant or related adviser. The available record also indicates the adviser is not newly formed. Filings and the snapshot do not disclose advisory business lines, fee schedules, client types, or detailed investment activity. Available regulatory data show no reported clients or assets under management. The snapshot references two office locations but does not provide addresses or geographic detail. Given the sparse public information, primary diligence (contacting the firm directly and reviewing Form ADV filings) will be necessary to understand the firm's client focus, investment strategies, and service offerings.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Timothy Cullen

    Timothy Cullen

    Chief Compliance OfficerCRD 5290046

  • Filippo Lecchini

    Filippo Lecchini

    Chief Executive OfficerCRD 5875701

  • Derek Carter

    Chief Financial OfficerCRD 4261872

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Contacts

3 of 24
  • Benjamin Reynold

    Benjamin Reynold

    Senior Surveillance SpecialistCRD 7161432

  • Luke Herr

    Compliance AnalystCRD 7889688

  • Rabih Rifai

    Rabih Rifai

    Vice PresidentCRD 5344883

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth