PHASE 3 CAPITAL MANAGEMENT LLC

Overview

Phase 3 Capital Management LLC is organized as a hedge fund manager that focuses on managing pooled investment vehicles for institutional clients. The firm operates as a CPO/CTA, which signals active management of commodity and futures exposures alongside other hedge fund strategies. Fee arrangements include a percentage of assets under management and performance-based fees, and the firm also reports other fee components tied to its pooled vehicles. Investment activity centers on running hedge fund-style products while supplementing those strategies with allocations to private market opportunities and corporate credit. Phase 3 is not an active ESG investor and does not present itself primarily as a multi-state retail adviser; its business profile is oriented toward institutional relationships and pooled-product management. The firm is SEC-registered since 2018.

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Location & Offices