Phase 3 Capital Management LLC
Firm details
- Headquarters
- Boca Raton, Florida
- CRD number
- 294408
- Registered since
- May 4, 2018
- Website
- p3cm.com
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Phase 3 Capital Management LLC is an SEC-registered hedge fund adviser organized as an LLC and registered in 2018. The firm serves institutional investors and acts as a commodity pool operator/commodity trading advisor and portfolio manager for pooled investment vehicles. Its compensation includes a percentage-of-AUM component and performance-based fees (plus other fee arrangements). The firm is not characterized as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2
Shane Hoover
Co-Founder & PrincipalCRD 4006017
Karim Alwan
Co-Founder & PrincipalCRD 5068491
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Boca Raton, FL
Palm Beach
Location
Boca Raton, FL
Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- Palm Beach
- Address
- 6501 Congress Ave
- Time zone
- ET (UTC-5)
- Office locations
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