Pflug Koory, LLC
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 109268
- Registered since
- September 26, 2000
- Website
- www.pkllc.com
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals81.23%
- Charitable Organizations11%
- HNWI7.77%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pflug Koory, LLC is an independent registered investment adviser formed in 2000 and structured as a limited liability company under individual ownership. The firm serves both high-net-worth individuals and families as well as institutional clients, primarily through discretionary portfolio management but also offering non-discretionary and hourly advisory arrangements. Fee arrangements include a percentage-of-AUM component and the option for hourly billing. Advisory activity concentrates on portfolio management for individuals and small businesses, and for businesses or institutions. The firm does not identify as an active ESG investor, is not positioned as a capital allocator to other managers, and does not list pension consulting or related-adviser activity.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds18%
- Cash & Cash Equivalents15%
- US Government Bonds9%
- Investment Grade Corp Bonds3%
Contacts
3 of 4Thomas Pflug
Financial AdvisorCRD 2148752
Marcia Koory
PrincipalCRD 1148754
Karen Sulentic
Operations ManagerCRD 7239531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 140Active vs passive
$29.5M in ETFs
87%
$25.6M
13%
$3.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB SHORT-TERM US TREASURY ETF (SCHO) | Schwab | Passive | Short Government | $4.6M | 188,599 | 15.46% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 11312 Q St
- Time zone
- CT (UTC-6)
- Office locations
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