Pettee Investors Inc

RIASEC Registered

Total AUM

$192M

Discretionary

$192M

100% of AUM

Avg account

$3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Norwalk, Connecticut
CRD number: 105553
Registered since: July 6, 1989
Website: www.petteeinvestors.com
Custodians: J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM
Client types: HNWI92.12%
Charitable Organizations6.72%
Individuals0.9%
Corporations / Businesses0.26%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pettee Investors Inc is an independent, privately owned investment adviser that is SEC registered (registration year 1989). The firm charges fees based on a percentage of assets under management and primarily serves individuals and families, while also providing portfolio management for small businesses and other business or institutional clients. Pettee Investors identifies as an equity-focused manager rather than an ESG-driven adviser and does not market itself as a multi-state or pension consultant. The firm’s activities include acting as an investment adviser and serving in sponsor/GP or managing-member roles for pooled investment vehicles, indicating involvement beyond discretionary portfolio management and into structuring or managing private pooled vehicles.