Peters Financial LLC

RIASEC Registered
Total AUM
$7.1M
Discretionary
$7.1M
100% of AUM
Avg account
$70.7K
Accounts
101
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
327680
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Peters Financial LLC is an independent, privately owned registered investment adviser organized as an LLC that focuses on individual and family clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. It bills clients on a mix of AUM fees, hourly charges and fixed fees, and identifies itself as a capital allocator that can direct client capital to outside managers. Industry connections include relationships with an accountant and an insurance company. The adviser does not position itself as an ESG investor, does not operate as a multi‑state adviser, and is not listed as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Exchange Traded Equities 3%, Cash & Cash Equivalents 2%97%
  • Public Funds/Mutual Funds97%
  • Exchange Traded Equities3%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • David Peters

    David Peters

    Founder & OwnerCRD 6596242

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth