Personal Prosperity LLC

RIASEC Registered

Total AUM

$22.1M

Discretionary

$21.3M

96% of AUM

Avg account

$316K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 313044
Website: www.personalprosperity.net
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI81.57%
Individuals18.43%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Personal Prosperity LLC is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on advising individuals and families, offering financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. It identifies as a capital allocator, which suggests it can place client assets with outside managers when appropriate. Fees are charged through a mix of percentage-of-AUM arrangements, hourly billing, and fixed fees. The firm does not report itself as an active ESG investor and its filings indicate it is not a multi-state or newly formed adviser. Pension consulting and related-adviser designations are not part of its profile.