PERSONAL BENEFITS PLANNING LLC

RIASEC Registered
Total AUM
$3M
Discretionary
$3M
100% of AUM
Avg account
$175K
Accounts
17
Employees
1
Advisory reps
1

Firm details

Headquarters
PHOENIX, Arizona
CRD number
172531
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Personal Benefits Planning LLC operates as an independent registered investment advisor, focusing primarily on individual and family clients. The firm is structured as a limited liability company and is owned by an individual. It offers a range of services, including financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. The firm does not actively engage in ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Private Funds 30%, Other 8%, Non-Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%52%
  • Exchange Traded Equities52%
  • Private Funds30%
  • Other8%
  • Non-Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents3%

Contacts

1 of 1
  • JOHN KROEGER

    Investment Adviser RepresentativeCRD 2399809

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PHOENIX, AZ

MARICOPA

Location

PHOENIX, AZ

Headquartered in PHOENIX, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
2701 E Thomas Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth