Permcap Investment Office

RIASEC RegisteredEst. 2011
Total AUM
$4B
Discretionary
$1.8B
45% of AUM
Avg account
$61.8M
Accounts
65
Employees
17
Advisory reps
7

Firm details

Headquarters
Charleston, South Carolina
CRD number
157476
Registered since
June 13, 2011
Website
permcap.com
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI71.92%
  • Charitable Organizations15.75%
  • Other11.09%
  • Pooled Investment Vehicles0.69%
  • Pension & Profit Sharing Plans0.56%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Permcap Investment Office is an independent registered investment adviser organized as a limited partnership and SEC-registered since 2011. The firm operates as a capital allocator for both individual/family and institutional clients, offering financial planning and discretionary and non-discretionary portfolio management across individuals, pooled vehicles and institutions. Its fee arrangements include percentage-of-AUM fees, fixed fees and performance-based fees. Permcap also performs manager selection and serves in sponsor/GP/managing member roles for pooled vehicles. It does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, Private Funds 27%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%57%
  • Exchange Traded Equities57%
  • Private Funds27%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • John Regan

    John Regan

    Founding Partner and Chief Investment OfficerCRD 2233515

  • August Politano

    Partner and Chief Financial OfficerCRD 8198025

Contacts

3 of 5
  • Joseph Steinberg

    Joseph Steinberg

    MemberCRD 434838

  • Casey Earnest

    Casey Earnest

    Client Relationship ManagerCRD 6204598

  • Connor Carew

    Connor Carew

    Managing Partner, Portfolio ManagerCRD 7415648

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$988M in ETFs

Passive

88%

$871M

Active

3%

$118M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL)State StreetPassiveUltrashort Bond$163M1,777,68116.48%
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Location

Primary office

Charleston, SC

Charleston

Location

Charleston, SC

Headquartered in Charleston, SC, in the South of the United States.

Region
South
County
Charleston
Address
10 Gillon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth