Pension Planning Solutions, Inc.

RIASEC RegisteredEst. 2006
Total AUM
$8.7M
Discretionary
$0
0% of AUM
Avg account
$513K
Accounts
17
Employees
1
Advisory reps
1

Firm details

Headquarters
Greensboro, North Carolina
CRD number
126393
Registered since
November 22, 2006
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI76.23%
  • Individuals23.77%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Pension Planning Solutions, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2006. The firm is owned by an individual and focuses on portfolio management for individuals and small businesses, serving an individual and family client base. Fee billing is on a percentage-of-assets-under-management basis. The firm is not positioned as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 20%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities20%

Contacts

1 of 1
  • Michael Quinlivan

    Michael Quinlivan

    Financial AdvisorCRD 1001618

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greensboro, NC

Guilford

Location

Greensboro, NC

Headquartered in Greensboro, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
Guilford
Address
301 S Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth