PENNEY FINANCIAL
Firm details
- Headquarters
- HOUSTON, Texas
- CRD number
- 282084
- Registered since
- September 20, 2021
- Website
- www.penneyfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI96.26%
- Individuals2.43%
- Charitable Organizations1.3%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Penney Financial is an independent, SEC-registered investment adviser organized as a limited liability company and registered in 2021. The firm is owned by an individual and serves a mix of individual and family clients as well as institutional investors. Its advisory work centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include assets-under-management fees alongside hourly and fixed-fee engagements. The firm does not identify as an ESG-focused investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities8%
- State & Local Bonds1%
- Private Funds1%
Owners & executives
1 of 1Michelle Smith
Co-Founder and CEOCRD 4842501
Contacts
2 of 2Kathryn Prestwood
Senior AssociateCRD 7331191
CAMERON PENNEY
Managing PartnerCRD 5781870
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$258M in ETFs
75%
$193M
22%
$65M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ACTIVEBETA(R) US LARGE CAP EQUITY ETF (GSLC) | Goldman Sachs | Passive | Large Blend | $59.8M | 477,721 | 23.17% |
Location
HOUSTON, TX
HARRIS
Location
HOUSTON, TX
Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- HARRIS
- Address
- 825 Town and Country Ln
- Time zone
- CT (UTC-6)
- Office locations
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