Pennantpark Private Income Fund Advisers LLC

RIASEC RegisteredEst. 2025
Total AUM
$139M
Discretionary
$139M
100% of AUM
Avg account
$139M
Accounts
1
Employees
91
Advisory reps
4

Firm details

Headquarters
Miami Beach, Florida
CRD number
337750
Registered since
September 15, 2025
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Pennantpark Private Income Fund Advisers LLC is a limited liability company that serves as the investment adviser to a private income-focused investment vehicle. The firm’s client focus is institutional: its advisory activity is concentrated on portfolio management for an investment company rather than on retail or individual wealth management. Compensation is structured as a percentage of assets under management plus performance-based fees, which aligns the firm’s economics with fund performance. Regulatory and operational notes indicate the adviser is SEC-registered (registered in 2025) and is not positioned as an ESG-driven investor or as a multi-state retail adviser. The firm also has affiliations consistent with acting as a sponsor, general partner or managing member of pooled investment vehicles and holds roles associated with CPO/CTA activity, suggesting it operates both the fund management and certain sponsor functions for private pooled structures.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Richard Allorto

    Richard Allorto

    Chief Financial OfficerCRD 5820810

  • Gerald Cummins

    Gerald Cummins

    Chief Compliance OfficerCRD 1322563

Contacts

2 of 2
  • Adam Katz

    CRD 7630521

  • Arthur Penn

    Arthur Penn

    Founder and Managing PartnerCRD 1884880

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami Beach, FL

Miami Dade

Location

Miami Beach, FL

Headquartered in Miami Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1691 Michigan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth