Penfield Investments LLC

Overview

Penfield Investments LLC is an independent, owner-operated registered investment adviser that serves individual and family clients, with a business line that also includes insurance brokerage. The firm positions itself as a small, fee-based advisory practice offering financial planning and portfolio management for individuals and small businesses. Its portfolio emphasis is on publicly traded equities and exchange-traded products, and the adviser reports a non-discretionary relationship with clients — meaning recommendations and plan management are delivered while clients retain trading authority. The firm’s mandate is straightforward: provide AUM-based advice and planning around equity exposures and retirement assets while supplementing advice with insurance solutions. Penfield Investments LLC is not an active ESG investor and does not identify as a multi-state or institutional pension consultant; its activity profile points to a boutique, client-facing practice focused on wealth accumulation, income planning and retirement-oriented accounts.

Assets & Accounts

Public Holdings

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Location & Offices