Pendragon Capital Management, Inc.

Overview

Pendragon Capital Management, Inc. operates as a small independent investment adviser that manages concentrated, equity-oriented portfolios for high-net-worth individuals, families and select institutional clients. The firm functions as a capital allocator and provides discretionary portfolio management alongside selection and oversight of other advisers. Its fee model is primarily a percentage of assets under management, supplemented by other fee arrangements when appropriate. Investment activity tilts toward exchange-traded equities delivered through separate managed accounts and ETFs, with the firm retaining the flexibility to use third‑party managers for niche exposures. Pendragon is not positioned as an active ESG investor. Its filing also ties the firm to broker‑dealer and insurance company affiliations, which helps explain access to annuities and insurance solutions as part of client strategies.

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Location & Offices