PEMBERWICK INVESTMENT ADVISORS, LLC

Overview

Pemberwick Investment Advisors, LLC is a small, SEC-registered adviser that operates primarily as a portfolio manager for investment companies. The firm is structured as a limited liability company, is owned by an individual, and has been SEC-registered since 2009. Its business model centers on managing institutional mandates on a discretionary basis and sponsoring limited partnerships outside of pooled investment vehicles, rather than delivering broad retail advisory services. The firm charges fees as a percentage of assets under management and does not identify as an active ESG investor. Pemberwick’s regulatory profile indicates a focused operational footprint: it is not a multi-state adviser, not a pension consultant, and it does not present itself as a capital allocator or related adviser. Those characteristics point to an adviser built to execute and administer a specific institutional mandate rather than to run a diversified advisory platform for many retail clients.

Assets & Accounts

Location & Offices