PECORA CAPITAL LLC

RIASEC Registered
Total AUM
$83M
Discretionary
$83M
100% of AUM
Avg account
$9.2M
Accounts
9
Employees
4
Advisory reps
4

Firm details

Headquarters
MIAMI, Florida
CRD number
308178
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pecora Capital LLC is a boutique wealth manager focused on high-net-worth individuals and families. The firm tilts heavily toward publicly traded equities and exchange-traded instruments, running primarily discretionary portfolios and pooled vehicles. Its advisory work includes traditional portfolio management for individuals and small businesses, as well as management of pooled investment vehicles that may warrant performance-based fee arrangements. The combination of percentage-of-AUM and performance-based fees suggests the firm runs active strategies that can include opportunistic allocations outside plain-vanilla long-only equity holdings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • AARON SMITH

    FounderCRD 4370618

  • Thomas Kleber

    Global Head of EquitiesCRD 7021717

  • JOSEPH CHIARO

    Sales AssistantCRD 5864533

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
601 Brickell Key Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth