Peck Wealth Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$157M
Discretionary
$157M
100% of AUM
Avg account
$2.7M
Accounts
59
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
157407
Registered since
February 7, 2012
Website
www.peckwealth.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI96.64%
  • Individuals2.7%
  • Charitable Organizations0.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Peck Wealth Management, LLC is a small, SEC-registered independent advisory firm formed as an LLC in 2012 and owned by an individual. The firm focuses on fee-based portfolio management for individuals, families and small-business clients and charges a percentage-of-AUM advisory fee. Its practice does not position itself as an allocator to outside alternative managers, it does not identify as an ESG investor, and it is not registered as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 20%, State & Local Bonds 8%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 2%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds20%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds4%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Alison Peck

    Alison Peck

    President & FounderCRD 1058026

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$85.6M in ETFs

Passive

68%

$58.3M

Active

22%

$27.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$10.9M29,40412.72%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth