Peck Wealth Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$157M
Discretionary
$157M
100% of AUM
Avg account
$2.7M
Accounts
59
Employees
2
Advisory reps
1

Firm details

Headquarters
,
CRD number
157407
Registered since
February 7, 2012
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI96.64%
  • Individuals2.7%
  • Charitable Organizations0.66%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Peck Wealth Management, LLC is a fee-based registered investment adviser formed as an LLC in 2012 and owned by an individual principal. The firm serves individuals and families, and its stated advisory activity centers on portfolio management for individuals and small businesses. Compensation is charged as a percentage of assets under management. The firm is not identified as an ESG-focused investor, does not position itself as a multi-state adviser, and does not report activity as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 20%, State & Local Bonds 8%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 2%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds20%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds4%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Alison Peck

    Alison Peck

    President & FounderCRD 1058026

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 61

Active vs passive

$68.8M in ETFs

Passive

68%

$46.7M

Active

25%

$22.2M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$9.4M29,45413.73%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth