Peavine Capital, LLC

RIASEC Registered
Total AUM
$496M
Discretionary
$496M
100% of AUM
Avg account
$24.8M
Accounts
20
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
159922
Registered since
January 25, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Other
Client types
  • Corporations / Businesses54.09%
  • HNWI45.91%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peavine Capital, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2013. The firm provides discretionary portfolio management to both high-net-worth individuals and families as well as institutional clients, with fee arrangements that include a percentage-of-AUM component and other fee types. Its advisory scope explicitly covers portfolio management for individuals/small businesses and for businesses or institutions. Peavine does not position itself as a capital allocator and the firm is not described as an ESG-focused investor. Custody for firm assets is concentrated at a single custodian relationship (see Assets & Accounts). The firm’s filings do not list third-party affiliations by name, but they indicate the use of external managers for some allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 3%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Jennifer Lambert

    Managing MemberCRD 5116977

  • Kenneth Lambert

    Managing MemberCRD 2531553

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$447M in ETFs

Passive

100%

$445M

Active

<1%

$1.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$189M248,38742.38%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth