PEAPOD LANE CAPITAL LLC

RIASEC RegisteredEst. 2024

Total AUM

$108M

Discretionary

$108M

100% of AUM

Avg account

$3.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: BEDFORD HILLS, New York
CRD number: 159963
Registered since: April 4, 2024
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC., STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Performance Based Fees
Client types: State / Municipal Government68.48%
HNWI29.95%
Individuals1.57%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peapod Lane Capital LLC is a small, SEC-registered investment adviser set up as an LLC and owned by an individual. It registered with the SEC in 2024 and describes its primary client base as individuals and families. The firm provides discretionary portfolio management for individuals, small businesses and for businesses or institutions, and charges a combination of AUM-based fees and performance-based fees. The adviser is not identified as an active ESG investor, is not designated a multi-state adviser, and is not a capital allocator to external managers. The firm’s recorded classification is unclassified, and its operational footprint appears compact: it manages client portfolios directly rather than acting primarily as a fund-of-funds allocator. The mix of percentage-of-AUM and performance-linked compensation suggests a focus on concentrated or opportunistic strategies where the firm can demonstrate outperformance.