Peapod Lane Capital LLC

RIASEC RegisteredEst. 2024
Total AUM
$108M
Discretionary
$108M
100% of AUM
Avg account
$3.2M
Accounts
34
Employees
3
Advisory reps
2

Firm details

Headquarters
Bedford Hills, New York
CRD number
159963
Registered since
April 4, 2024
Website
peapodlane.com
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, CHARLES SCHWAB & CO., INC., STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • State / Municipal Government68.48%
  • HNWI29.95%
  • Individuals1.57%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peapod Lane Capital LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2024. The firm focuses on portfolio management for individuals, small businesses and other business or institutional clients. Its client base is primarily individual and family investors, and its billing blends a percentage-of-AUM schedule with performance-based fee arrangements. Peapod Lane does not identify as an active ESG investor, it is not a multi-state adviser and it does not serve as a pension consultant or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Contacts

2 of 2

  • Martin Friederichs

    CCOCRD 4179518

  • Erik Conrad

    Managing MemberCRD 2522349

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$2.1M in ETFs

Passive

100%

$2.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$2.1M20,900100.00%

Location

Primary office

Bedford Hills, NY

Westchester

Location

Bedford Hills, NY

Headquartered in Bedford Hills, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
2 Depot Plz
Time zone
ET (UTC-5)
Office locations

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