PCA Investment Advisory Services, Inc.
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 123475
- Registered since
- December 15, 2006
- Website
- www.pencorp.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., MATRIX SECURITIES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- Pension & Profit Sharing Plans77.89%
- HNWI17.66%
- Individuals4.26%
- Corporations / Businesses0.19%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
PCA Investment Advisory Services, Inc. is an independent, SEC‑registered registered investment adviser that has been operating since 2006 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, and it describes itself as a capital allocator that selects third‑party managers when appropriate. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements are flexible and include percentage‑of‑AUM billing along with hourly, fixed, commission, and other fee types. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Thomas Seitz
CEOCRD 1238435
Patrick Hayes
Chief Compliance OfficerCRD 6571587
Karey Williams
Chief Compliance OfficerCRD 1394426
Contacts
3 of 11
Carrie Lucas
Retirement Plan ConsultantCRD 5537773
Mark Janszen
Vice President, Wealth ManagementCRD 5403890
Justin Dornbach
Investment Advisor RepresentativeCRD 7254155
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$325M in ETFs
71%
$229M
28%
$95.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $48.8M | 64,958 | 15.02% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 2133 Luray Ave
- Time zone
- ET (UTC-5)
- Office locations
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