Patrick J. Keating Investment Management, LLC

RIASEC Registered
Total AUM
$1.8M
Discretionary
$1.8M
100% of AUM
Avg account
$900K
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
153642
Fee structure
Percentage of AUM
Client types
  • HNWI72.22%
  • Individuals27.78%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Patrick J. Keating Investment Management, LLC is a small, single-owner advisory firm focused on portfolio management for individuals and small businesses. The firm charges a percentage-of-AUM fee and manages client money on a discretionary basis. Investment activity centers on public equities delivered primarily through exchange-traded instruments, with a clear tilt toward liquid, equity-oriented exposures rather than ESG-driven mandates. The firm is structured as a limited liability partnership and operates from a single office, keeping a compact, hands-on investment approach typical of boutique advisors.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 6%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents6%

Contacts

1 of 1
  • Patrick Keating

    Managing MemberCRD 5779281

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth