PATHWAY FINANCIAL SERVICES, LLC

Overview

Pathway Financial Services, LLC is an independent registered investment adviser operating as a limited liability company and serving both individual/family and institutional clients. The firm delivers financial planning and portfolio management for individuals and small businesses and charges a mix of percentage-of-AUM, hourly, and fixed fees. Pathway runs primarily discretionary portfolios, with $53.9M under discretionary management, and emphasizes a balanced approach that pairs a sizeable equity allocation with a clear preference for fixed-income exposure. Investment activity centers on liquid, exchange-traded instruments for core equity exposure while retaining flexibility to use mutual funds and third-party managers for specialized sleeves. The firm does not operate as a capital allocator or a multi-state adviser and does not describe itself as an active ESG investor. Advisory work appears tailored to smaller institutional relationships and high-net-worth households, with portfolio construction reflecting both model-based ETF/equity allocations and individualized fixed-income positioning.

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