Pasnau Investment Management, Inc.

RIASEC & State Registered
Total AUM
$129M
Discretionary
$129M
100% of AUM
Avg account
$378K
Accounts
341
Employees
3
Advisory reps
2

Firm details

Headquarters
,
CRD number
125647
Registered since
November 19, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals56.37%
  • HNWI43.63%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Pasnau Investment Management, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and owned by an individual. The firm serves individuals and families and charges fees based on a percentage of assets under management. Its stated advisory activity is portfolio management for individuals and small businesses. The adviser is not positioned as a capital allocator or pension consultant, is not an active ESG investor, and does not identify as a multi-state adviser. The firm’s operating model is a traditional discretionary wealth manager focused on tailoring portfolios for private clients rather than running pooled vehicles or acting as a fund-of-funds manager. The ADV indicates the firm relies on third-party custody and manages client assets on a discretionary basis.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 61%, Cash & Cash Equivalents 15%, Public Funds/Mutual Funds 11%, US Government Bonds 10%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%61%
  • Exchange Traded Equities61%
  • Cash & Cash Equivalents15%
  • Public Funds/Mutual Funds11%
  • US Government Bonds10%
  • Investment Grade Corp Bonds2%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth