PARVIN FUND MANAGEMENT

RIASEC RegisteredEst. 2020
Total AUM
$10.1M
Discretionary
$10.1M
100% of AUM
Avg account
$10.1M
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
SIOUX FALLS, South Dakota
CRD number
311304
Registered since
November 17, 2020
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Parvin Fund Management is a small, institutional-focused investment adviser that concentrates on portfolio management for investment companies. Registered with the SEC in 2020 and organized as a limited liability company under individual ownership, the firm runs a compact operation focused on managing a single institutional mandate rather than broad retail wealth-management or multi-client advisory services. Its business model is fee-based on a percentage of assets under management, and it does not position itself as a capital allocator or an active ESG investor. The firm is classified as unclassified and lists its industry affiliation as an other investment adviser, which fits a specialist manager that runs one or a few pooled vehicles rather than a diversified advisory platform. Parvin Fund Management’s profile suggests a boutique setup: concentrated AUM, discretionary control over the assets it manages, and an emphasis on running investment companies rather than providing broad consulting, pension services, or family office offerings. The adviser is not listed as a multi-state adviser in its regulatory summary and is not flagged as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • TODD KEATING

    Managing DirectorCRD 2366291

  • JAMES SMITH

    Managing Director & Portfolio ManagerCRD 1094733

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SIOUX FALLS, SD

MINNEHAHA

Location

SIOUX FALLS, SD

Headquartered in SIOUX FALLS, SD, in the Midwest of the United States.

Region
Midwest
County
MINNEHAHA
Address
401 E 8th St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth