Pandi, LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 330112
- Registered since
- September 5, 2024
- Website
- pandikc.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Hourly Charges, Fixed Fees
- Client types
- Charitable Organizations48.52%
- HNWI31.94%
- Corporations / Businesses19.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Pandi, LLC is an independent registered investment adviser that serves both high-net-worth individuals and institutional clients. The firm operates as a limited liability company and describes itself as a capital allocator that provides financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Fee arrangements include fixed fees and hourly charges. Pandi does not identify as an active ESG investor. The firm also operates on the sponsor/GP side: it lists sponsor, general partner and managing‑member roles for pooled investment vehicles, indicating it can both allocate to external managers and act as a sponsor or manager on private vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Cash & Cash Equivalents23%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3Matthew Ferguson
CEO & Chief Investment OfficerCRD 5169485
Lauren Heyen
Chief Compliance OfficerCRD 7959352
Dante Roldan
Chief Compliance OfficerCRD 5344396
Contacts
3 of 3
Jake Blum
Investment AnalystCRD 7386456
Robert Horn
Investment TeamCRD 8145683
Sean Kuehl
Investment ManagerCRD 6656102
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$649M in ETFs
100%
$649M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $647M | 942,369 | 99.76% |
Location
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 300 Wyandotte St
- Time zone
- CT (UTC-6)
- Office locations
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