PANDI, LLC
Firm details
- Headquarters
- KANSAS CITY, Missouri
- CRD number
- 330112
- Registered since
- September 5, 2024
- Website
- pandikc.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Hourly Charges, Fixed Fees
- Client types
- Charitable Organizations48.52%
- HNWI31.94%
- Corporations / Businesses19.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Pandi, LLC is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2024. The firm serves both individual and family clients as well as institutional clients, and it operates as a capital allocator that sources third‑party managers while also sponsoring and acting as a GP/managing member for pooled investment vehicles. Its advisory services include financial planning, direct portfolio management for individuals, small businesses and institutions, and selection of other advisers. Fee arrangements reported include hourly billing and fixed fees. Pandi does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Cash & Cash Equivalents23%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3MATTHEW FERGUSON
CEO & Chief Investment OfficerCRD 5169485
LAUREN HEYEN
Chief Compliance OfficerCRD 7959352
DANTE ROLDAN
Chief Compliance OfficerCRD 5344396
Contacts
3 of 3Jake Blum
Investment AnalystCRD 7386456
Robert Horn
Investment TeamCRD 8145683
Sean Kuehl
Investment ManagerCRD 6656102
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$601M in ETFs
100%
$601M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $600M | 1,003,284 | 99.77% |
Location
KANSAS CITY, MO
JACKSON
Location
KANSAS CITY, MO
Headquartered in KANSAS CITY, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JACKSON
- Address
- 300 Wyandotte St
- Time zone
- CT (UTC-6)
- Office locations
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