Pandi, LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 330112
- Registered since
- September 5, 2024
- Website
- pandikc.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Hourly Charges, Fixed Fees
- Client types
- Charitable Organizations48.52%
- HNWI31.94%
- Corporations / Businesses19.54%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Pandi, LLC is an independent registered investment adviser organized as an LLC that serves both high-net-worth individuals and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses, and larger institutional accounts, and it also performs manager selection for third-party advisers. Pandi acts as a capital allocator and is involved as a sponsor, general partner and managing member of pooled investment vehicles, indicating direct participation in creating and operating alternative investment structures. Compensation is delivered through fixed fees and hourly charges rather than a traditional percentage-of-AUM-only model. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- Cash & Cash Equivalents23%
- US Government Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3Lauren Heyen
Chief Compliance OfficerCRD 7959352
Matthew Ferguson
CEO & Chief Investment OfficerCRD 5169485
Dante Roldan
Chief Compliance OfficerCRD 5344396
Contacts
3 of 4Robert Horn
Investment TeamCRD 8145683
Sean Kuehl
Investment managerCRD 6656102
Jake Blum
Investment AnalystCRD 7386456
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 3Active vs passive
$649M in ETFs
100%
$649M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $647M | 942,369 | 99.76% |
Location
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 300 Wyandotte St
- Time zone
- CT (UTC-6)
- Office locations
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