PALISADE INVESTMENTS, LLC

RIASEC RegisteredEst. 2014

Total AUM

$653M

Discretionary

$326M

50% of AUM

Avg account

$538K

Accounts

1,214

Employees

Advisory reps

Firm details

Headquarters: ZEPHYR COVE, Nevada
CRD number: 124776
Registered since: July 14, 2014
Website: palisadeinvestments.com
Custodians: CHARLES SCHWAB & CO., INC., RELIANCE TRUST COMPANY, ASCENSUS, INC., FIDELITY DISTRIBUTORS COMPANY LLC, BROADRIDGE MATRIX TRUST CO, INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans49.13%
HNWI34.9%
Individuals15.28%
Corporations / Businesses0.45%
Charitable Organizations0.24%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Palisade Investments, LLC is an independent registered investment adviser that builds client portfolios largely through public pooled vehicles and third‑party alternative managers rather than running proprietary funds. The firm serves individuals, families and institutional clients and charges a mix of percentage-of-AUM and fixed fees. Advisory services include financial planning, portfolio management for individuals and businesses, and pension consulting. Palisade is not an active ESG investor according to its filings. Investment activity centers on public funds and mutual funds as the primary implementation vehicle, while manager relationships extend into alternatives—hedge funds, real estate vehicles, commodities exposure, private credit and oil & gas partnerships. Because the firm is not a capital allocator, alternative exposure is achieved through external managers and commingled products. Palisade operates both discretionary and non‑discretionary mandates, giving it flexibility to run model-driven portfolios for some clients while maintaining advisory oversight for others.