Palen Financial LLC

Overview

Palen Financial LLC is an independent, individually owned advisory firm organized as an LLC that serves primarily individual and family clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm charges typical advisory fees tied to assets under management and also uses hourly and fixed-fee arrangements. It is active as a salesperson of other financial products in addition to providing advisory services. The firm’s stated investment orientation favors equities and it most heavily utilizes non-exchange-traded equity positions within client portfolios. Palen Financial is state-registered in Iowa and Illinois and is not structured as a multi-state or institutional pension consultant. It does not act as a capital allocator to third-party fund managers.

Assets & Accounts

Investments & Alternatives

Location & Offices