Pacifica Partners Capital Management Inc.

RIASEC RegisteredEst. 2012
Total AUM
$128M
Discretionary
$125M
97% of AUM
Avg account
$310K
Accounts
414
Employees
10
Advisory reps
7

Firm details

Headquarters
Surrey,
CRD number
162313
Registered since
May 29, 2012
Website
pacificapartners.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.67%
  • Individuals29.33%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pacifica Partners Capital Management Inc. is an independent registered investment adviser organized as a corporation and first registered with the SEC in 2012. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM charges alongside hourly and fixed-fee engagements. Pacifica reports being an active ESG investor and is not positioned as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Investment Grade Corp Bonds 23%, Cash & Cash Equivalents 18%, US Government Bonds 2%, Sovereign Bonds 2%55%
  • Exchange Traded Equities55%
  • Investment Grade Corp Bonds23%
  • Cash & Cash Equivalents18%
  • US Government Bonds2%
  • Sovereign Bonds2%

Owners & executives

1 of 1
  • Ajbinder Sull

    Ajbinder Sull

    President, Chief Investment OfficerCRD 5226804

Contacts

3 of 6
  • Thomas Holloway

    Thomas Holloway

    Portfolio ManagerCRD 7632922

  • Gregory Nakano

    Gregory Nakano

    Portfolio ManagerCRD 7900529

  • Naveen Gopal

    Naveen Gopal

    Partner, Portfolio ManagerCRD 5730243

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 165

Active vs passive

$45.8M in ETFs

Passive

84%

$38.5M

Active

14%

$7.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$11.4M103,72624.91%
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Location

Primary office

Surrey, null

Location

Surrey, null

Headquartered in Surrey, null.

Address
Suite 213
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth