OXENFREE FINANCIAL

RIASEC RegisteredEst. 2023
Total AUM
$250M
Discretionary
$202M
81% of AUM
Avg account
$126K
Accounts
1,983
Employees
8
Advisory reps
8

Firm details

Headquarters
MELBOURNE, Florida
CRD number
327105
Registered since
July 6, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI57.05%
  • Individuals42.78%
  • Charitable Organizations0.1%
  • Corporations / Businesses0.08%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Oxenfree Financial is an independent, SEC-registered RIA that began registration in 2023 and is organized as an LLC under individual ownership. The firm serves both individual and family clients as well as institutional relationships, providing financial planning and discretionary portfolio management aimed at individuals and small businesses. Its billing approaches include percentage-of-AUM arrangements alongside hourly and fixed-fee engagements. Oxenfree does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. The firm lists an affiliation with accounting professionals as part of its industry network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 5%, US Government Bonds 5%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities5%
  • US Government Bonds5%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%

Contacts

3 of 8
  • GARY STEER

    AgentCRD 2562255

  • Andrew Cettina

    Investment Advisor RepresentativeCRD 7939410

  • JAMES PHILLIPS

    President & FounderCRD 5024716

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 45

Active vs passive

$198M in ETFs

Passive

86%

$171M

Active

13%

$26.9M

ETFProviderStyleCategoryValueShares% of portfolio
STRIVE 500 ETF (STRV)StrivePassiveLarge Blend$42.1M932,28521.27%

Location

Primary office

MELBOURNE, FL

BREVARD

Location

MELBOURNE, FL

Headquartered in MELBOURNE, FL, in the South of the United States.

Region
South
County
BREVARD
Address
1900 S Hbr City Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth