OVERWATCH MANAGEMENT

RIASEC Registered
Total AUM
$1M
Discretionary
$1M
100% of AUM
Avg account
$7.6K
Accounts
134
Employees
2
Advisory reps
2

Firm details

Headquarters
CHANDLER, Arizona
CRD number
323450
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Overwatch Management operates as an independent Registered Investment Advisor (RIA) structured as a Limited Liability Company. The firm caters to a diverse client base, including individuals, families, and institutional investors. Its primary business activities encompass financial planning services, portfolio management for individuals and small businesses, and educational seminars and workshops. The firm does not engage in active ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 41%, Investment Grade Corp Bonds 8%, Exchange Traded Equities 5%, Other 1%45%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents41%
  • Investment Grade Corp Bonds8%
  • Exchange Traded Equities5%
  • Other1%

Owners & executives

1 of 1

  • LONA KING

    Chief Financial OfficerCRD 7642638

Contacts

1 of 1

  • KEVIN GOODWIN

    President & Investment Advisor RepresentativeCRD 4887361

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHANDLER, AZ

MARICOPA

Location

CHANDLER, AZ

Headquartered in CHANDLER, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
MARICOPA
Address
2301 S Stearman Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth